Hamrin Douglas Arthur 4
4 · Ener-Core, Inc. · Filed Mar 27, 2018
Insider Transaction Report
Form 4
Ener-Core, Inc.ENCR
Hamrin Douglas Arthur
Vice President, Engineering
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2018-03-26Exercise: $2.50From: 2018-03-26Exp: 2018-12-31→ Common Stock (10,111 underlying) - Purchase
Warrant to Purchase Common Stock
2018-03-26+10,111→ 10,111 totalExercise: $1.50From: 2018-03-26Exp: 2023-03-26→ Common Stock (10,111 underlying)
Footnotes (1)
- [F1]On March 26, 2018, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $25,278, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 10,111 shares of the Company's common stock at an exercise price of $1.50 per share.