LPH II Investments Ltd 3
3 · WINDTREE THERAPEUTICS INC /DE/ · Filed Apr 13, 2018
Insider Transaction Report
Form 3
LPH II Investments Ltd
10% Owner
Holdings
- 541,667
Common Stock
[F1] Series C Warrant
[F1]Exercise: $5.52From: 2018-10-04Exp: 2025-04-04→ Common Stock (135,417 underlying)
Footnotes (1)
- [F1]Pursuant to a Securities Purchase Agreement dated March 30, 2018, LPH II Investments Limited, a company incorporated in the Cayman Islands with limited liability, acquired 541,667 shares of common stock of the Issuer ("Common Stock") and 135,417 Series C Warrant of the Issuer ("Warrant") for an aggregate consideration of $2,600,000, as reported in Table I and II of this Form 3.
Signature
/s/ Lee Siu Fong|2018-04-06