3//SEC Filing
LPH II Investments Ltd 3
Accession 0001213900-18-004475
CIK 0000946486other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 6:33 PM ET
Size
5.8 KB
Accession
0001213900-18-004475
Insider Transaction Report
Form 3
LPH II Investments Ltd
10% Owner
Holdings
Series C Warrant
Exercise: $5.52From: 2018-10-04Exp: 2025-04-04→ Common Stock (135,417 underlying)- 541,667
Common Stock
Footnotes (1)
- [F1]Pursuant to a Securities Purchase Agreement dated March 30, 2018, LPH II Investments Limited, a company incorporated in the Cayman Islands with limited liability, acquired 541,667 shares of common stock of the Issuer ("Common Stock") and 135,417 Series C Warrant of the Issuer ("Warrant") for an aggregate consideration of $2,600,000, as reported in Table I and II of this Form 3.
Documents
Issuer
WINDTREE THERAPEUTICS INC /DE/
CIK 0000946486
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001737494
Filing Metadata
- Form type
- 3
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 6:33 PM ET
- Size
- 5.8 KB