4//SEC Filing
Burns Stephen S. 4
Accession 0001213900-18-005125
CIK 0001425287other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 9:34 AM ET
Size
20.4 KB
Accession
0001213900-18-005125
Insider Transaction Report
Form 4
Burns Stephen S.
DirectorCEO,CFO, Treasurer & Secretary10% Owner
Transactions
- Purchase
COMMON STOCK, $0.001 PAR VALUE
2018-04-26$2.72/sh+18,382$49,999→ 767,337 total
Holdings
- 50,000(indirect: Deborah Sue Burns)
COMMON STOCK, $0.001 PAR VALUE
- 62,500
Stock Options
Exercise: $5.28From: 2017-06-30Exp: 2027-05-19→ Common Stock, Par Value $0.001 (62,500 underlying) - 35,000
Stock Options
Exercise: $7.21From: 2016-08-16Exp: 2021-08-16→ Common Stock, Par Value $0.001 (35,000 underlying) - 50,000
Stock Options
Exercise: $1.75From: 2015-08-03Exp: 2020-08-03→ Common Stock (50,000 underlying) - 10,000
Stock Options
Exercise: $7.21From: 2016-08-16Exp: 2021-08-16→ Common Stock, Par Value $0.001 (10,000 underlying) - 40,000
Stock Options
Exercise: $4.99From: 2016-02-03Exp: 2021-02-03→ Common Stock, Par Value $0.001 (40,000 underlying) - 50,000
Stock Options
Exercise: $1.40From: 2014-12-19Exp: 2019-12-18→ Common Stock (50,000 underlying) - 281,440
Stock Options
Exercise: $0.10From: 2014-07-01Exp: 2019-06-30→ Common Stock (281,439 underlying) - 50,000
Stock Options
Exercise: $6.00From: 2011-05-25Exp: 2018-05-25→ Common Stock (50,000 underlying) - 30,000
Stock Options
Exercise: $1.10From: 2010-12-04Exp: 2018-12-04→ Common Stock (30,000 underlying) - 30,000
Stock Options
Exercise: $7.20From: 2010-12-08Exp: 2020-12-08→ Common Stock (30,000 underlying) - 60,000
Stock Options
Exercise: $4.00From: 2010-05-12Exp: 2020-05-12→ Common Stock, Par Value $0.001 (60,000 underlying)
Footnotes (5)
- [F1]10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
- [F2]2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
- [F3]8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
- [F4]20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
- [F5]Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.
Documents
Issuer
Workhorse Group Inc.
CIK 0001425287
Entity typeother
Related Parties
1- filerCIK 0001481717
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 9:34 AM ET
- Size
- 20.4 KB