NGP Vantage Energy LLC 4
4 · Vantage Energy Acquisition Corp. · Filed May 1, 2018
Insider Transaction Report
Form 4
NGP Vantage Energy LLC
10% Owner
Transactions
- Sale
Class B Common Stock
2018-04-30$0.00/sh−80,000$160→ 13,640,000 total→ Class A Common Stock (80,000 underlying)
Footnotes (3)
- [F1]The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]NGP Vantage Energy LLC is the record holder of the shares reported herein. Roger J. Biemans is a manager and the Chief Executive Officer of NGP Vantage Energy LLC. As such, Mr. Biemans may be deemed to have or share beneficial ownership of the shares held directly by NGP Vantage Energy LLC. Scott A. Gieselman and Craig S. Glick are also managers of NGP Vantage Energy LLC. As such, Messrs. Gieselman and Glick may be deemed to have or share beneficial ownership of the shares held directly by NGP Vantage Energy LLC. In addition, NGP XI US Holdings, L.P. directly owns a majority of the limited liability company interests of NGP Vantage Energy LLC. NGP XI Holdings GP, L.L.C. is the sole general partner of NGP XI US Holdings, L.P., and NGP Natural Resources XI, L.P. is the sole member of NGP XI Holdings GP, L.L.C. G.F.W. Energy XI, L.P. is the sole general partner of NGP Natural Resources XI, L.P., and GFW XI, L.L.C. is the sole general partner of G.F.W. Energy XI, L.P.
- [F3]GFW XI, L.L.C. has delegated full power and authority to manage NGP XI US Holdings, L.P. to NGP Energy Capital Management, L.L.C. Chris Carter, Tony R. Weber, Craig Glick, Christopher Ray and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP XI US Holdings, L.P., NGP XI Holdings GP, L.L.C., NGP Natural Resources XI, L.P., G.F.W. Energy XI, L.P., GFW XI, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick, Christopher Ray and Jill Lampert may be deemed to have or share beneficial ownership of the shares held directly by NGP Vantage Energy LLC.