4//SEC Filing
Ferraro Terence J 4
Accession 0001213900-18-008106
CIK 0001611277other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 5:57 PM ET
Size
13.7 KB
Accession
0001213900-18-008106
Insider Transaction Report
Form 4
Helix TCS, Inc.HLIX
Nightstone Unlimited, Inc.
10% OwnerOther
Transactions
- Award
Common Stock
2018-06-01+9,238,882→ 9,238,882 total(indirect: By Nightstone Unlimited, Inc.) - Award
Stock Option (Right to Buy)
2018-06-01+1,430,306→ 1,430,306 totalExercise: $0.79Exp: 2025-10-31→ Common Stock (1,430,306 underlying)
Ferraro Terence J
Director10% OwnerOther
Transactions
- Award
Stock Option (Right to Buy)
2018-06-01+1,430,306→ 1,430,306 totalExercise: $0.79Exp: 2025-10-31→ Common Stock (1,430,306 underlying) - Award
Common Stock
2018-06-01+9,238,882→ 9,238,882 total(indirect: By Nightstone Unlimited, Inc.)
Footnotes (3)
- [F1]Received in exchange for 946,343 shares of Bio-Tech Software, Inc. ("BioTrackTHC") stock in connection with its merger into Helix Acquisition Sub, Inc., a wholly-owned subsidiary of the Issuer (the "Merger"). Of the 9,238,882 shares issued to the Reporting Person in connection with the Merger, 498,067 shares are currently being held in escrow and are subject to forfeiture during the eighteen-month period following the Merger to satisfy indemnification obligations of the Issuer, if any.
- [F2]The Reporting Person is a majority stockholder of Nightstone Unlimited, Inc. The Reporting Person disclaims beneficial ownership of the stock held by Nightstone Unlimited, Inc., except to the extent of his pecuniary interest therein.
- [F3]Received in the Merger in exchange for an employee stock option to acquire 146,507 shares of BioTrackTHC common stock for $7.67 per share. The stock option vested 25% on the first anniversary of the date of grant and the remaining 75% of the shares subject to the stock option shall vest 6.25% in quarterly installments, subject to the Reporting Person's continued employment with BioTrackTHC.
Documents
Issuer
Helix TCS, Inc.
CIK 0001611277
Entity typeother
Related Parties
1- filerCIK 0001742478
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 5:57 PM ET
- Size
- 13.7 KB