Home/Filings/4/0001213900-18-013336
4//SEC Filing

Bernstein Brad Mitchell 4

Accession 0001213900-18-013336

CIK 0001397047other

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 5:40 PM ET

Size

20.9 KB

Accession

0001213900-18-013336

Insider Transaction Report

Form 4
Period: 2018-09-28
Bernstein Brad Mitchell
Director10% OwnerOther
Transactions
  • Purchase

    Warrants (right to buy)

    2018-09-28+25,00025,000 total
    Exercise: $1.25From: 2018-09-28Exp: 2023-09-28Common Stock (25,000 underlying)
  • Purchase

    Common Stock

    2018-09-28$1.00/sh+50,000$50,00050,000 total
  • Purchase

    Warrants (right to buy)

    2018-09-28$0.27/sh+36,500$9,85561,500 total(indirect: By Spouse)
    Exercise: $1.25From: 2018-09-28Exp: 2023-09-28Common Stock (36,500 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    200,000
Footnotes (2)
  • [F1]The shares of common stock reported in Table I and warrants to purchase common stock reported in the first row of Table II were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on September 28, 2018. Each Unit consists of one share of common stock and one-half (1/2) of one warrant to purchase one share of common stock. The Reporting Person purchased each Unit at the public offering price of $1.00 per Unit.
  • [F2]The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.26 to $0.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Issuer

FlexShopper, Inc.

CIK 0001397047

Entity typeother

Related Parties

1
  • filerCIK 0001404447

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:40 PM ET
Size
20.9 KB