Krigsman Jay E. 4

Accession 0001213900-18-013715

CIK 0001491419other

View on SEC.gov Company Profile

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 9:45 PM ET

Size

47.0 KB

Accession

0001213900-18-013715

Insider Transaction Report

Form 4

Period: 2017-12-28

LiveXLive Media, Inc.LIVX

Krigsman Jay E.

Director

Transactions

Purchase
Common Stock
2018-02-14$3.90/sh+10,000$39,000→ 10,000 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2017-12-28$4.22/sh+9,000$37,980→ 9,000 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-06-11$6.00/sh+13,299$79,794→ 13,299 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-07-11$6.00/sh+10,000$60,000→ 10,000 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-09-24$3.90/sh+2,521$9,832→ 2,521 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-09-24$3.57/sh+1,533$5,473→ 1,533 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-09-25$3.96/sh+7,500$29,700→ 7,500 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-09-25$3.93/sh+8,500$33,405→ 8,500 total(indirect: Custodian of UTMA account for daughter)
Purchase
Common Stock
2018-06-11$5.98/sh+11,998$71,748→ 11,998 total(indirect: Custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−10,000→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−9,000→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−10,000→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−10,000→ 0 total(indirect: Former custodian of UTMA account for daughter)
Purchase
Common Stock
2018-07-11$5.98/sh+10,000$59,800→ 10,000 total(indirect: Custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−2,521→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−1,533→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−7,500→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−8,500→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−11,998→ 0 total(indirect: Former custodian of UTMA account for daughter)
Other
Common Stock
2018-10-04−13,299→ 0 total(indirect: Former custodian of UTMA account for daughter)

Holdings

Common Stock
92,021
Common Stock
(indirect: See Footnote)
838,225

Footnotes (12)

[F1]As of the reported date, these shares were held in custodial account for the benefit of the Reporting Person's daughter under the Uniform Transfers to Minors Act ("UTMA").
[F10]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
[F11]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.
[F12]Represents shares held by the Krigsman Family Trust (the "Trust"), as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.
[F2]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.
[F3]On the reported disposition date, the reported shares were transferred from the UTMA accounts to the Reporting Person's daughters' individual accounts over which the Reporting Person does not have control or voting or dispositive power. As a result of such transfer, the Reporting Person may be deemed to have disposed of his indirect beneficial ownership of such reported shares.
[F4]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4.
[F5]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.
[F6]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.
[F7]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $5.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
[F8]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.
[F9]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 7.

Documents

1 file

4
ownership.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

LiveXLive Media, Inc.

CIK 0001491419

→

Entity typeother

Related Parties

filerCIK 0001480034

Filing Metadata

Form type: 4
Filed: Oct 8, 8:00 PM ET
Accepted: Oct 9, 9:45 PM ET
Size: 47.0 KB

View on SEC.gov