4/A//SEC Filing
Tsirigakis Prokopios Akis 4/A
Accession 0001213900-19-002596
CIK 0001665300other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:41 PM ET
Size
9.2 KB
Accession
0001213900-19-002596
Insider Transaction Report
Form 4/AAmended
Phunware, Inc.PHUN
Tsirigakis Prokopios Akis
DirectorCo-CEO, Chairman and President10% Owner
Transactions
- Other
Warrants to Purchase Common Stock
2018-12-26$0.50/sh−1,992,622$996,311→ 2,362,251 total(indirect: See Footnote)Exercise: $11.50From: 2019-01-25Exp: 2023-12-26→ Common Stock (1,992,622 underlying) - Other
Warrants to Purchase Common Stock
2018-12-26$0.50/sh+352,473$176,237→ 2,714,724 total(indirect: See Footnote)Exercise: $11.50From: 2019-01-25Exp: 2023-12-26→ Common Stock (352,473 underlying)
Footnotes (4)
- [F1]The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.
- [F2]Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.
- [F3]The number of shares underlying the warrants was previously listed on the Form 4 filed for the Reporting Person on December 28, 2018, as 4,354,873 shares as a result of typographical error as explained in item (1) above.
- [F4]The Sponsors were transferred 352,473 warrants to purchase common stock by George Syllantavos.
Documents
Issuer
Phunware, Inc.
CIK 0001665300
Entity typeother
Related Parties
1- filerCIK 0001333844
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:41 PM ET
- Size
- 9.2 KB