Tortoise Sponsor LLC 3
3 · Tortoise Acquisition Corp. · Filed Feb 27, 2019
Insider Transaction Report
Form 3
Tortoise Sponsor LLC
10% Owner
Holdings
- (indirect: see footnote)
Class B Common Stock
→ Class A Common Stock (5,083,125 underlying)
Footnotes (3)
- [F1]The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]Includes 843,750 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option.
- [F3]Tortoise Sponsor LLC is the record holder of the shares reported herein. Tortoise Borrower LLC is the managing member of Tortoise Sponsor LLC. Tortoise Parent Holdco LLC is the sole member of Tortoise Borrower LLC, and Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC. Accordingly, Tortoise Borrower LLC and Tortoise Investments, LLC may be deemed to have or share beneficial ownership of the common stock held directly by Tortoise Sponsor LLC. The address of each of Tortoise Borrower LLC and Tortoise Investments, LLC is 11550 Ash Street, Suite 300, Leawood, Kansas 66211.