|3Mar 21, 12:17 PM ET

Bioengine Capital Inc. 3

3 · WINDTREE THERAPEUTICS INC /DE/ · Filed Mar 21, 2019

Insider Transaction Report

Form 3
Period: 2018-12-21
Holdings
  • SERIES F WARRANTS

    Exercise: $3.68From: 2018-12-24Exp: 2020-06-24COMMON STOCK (384,824 underlying)
  • COMMON STOCK

    3,551,750
  • SERIES G WARRANTS

    Exercise: $4.05From: 2018-12-24Exp: 2023-12-24COMMON STOCK (747,012 underlying)
Footnotes (3)
  • [F1]The shares are directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc., which owns 58.6% of Bioengine Capital Inc.
  • [F2]The exercisable shares of Series F Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc.
  • [F3]The exercisable shares of Series G Warrants will be directly held by Bioengine Capital Inc. and indirectly held by Center Laboratories, Inc.

Documents

1 file
  • 3
    ownership.xmlPrimary