Sterling Erik 4
4 · Level Brands, Inc. · Filed Apr 17, 2019
Insider Transaction Report
Form 4
Sterling Erik
Director10% Owner
Transactions
- Gift
Common Stock, par value $0.001 per share
2019-02-06−15,000→ 25,000 total - Sale
Common Stock, par value $0.001 per share
2019-04-16$4.00/sh−283,000$1,132,000→ 0 total(indirect: By LLC) - Sale
Common Stock, par value $0.001 per share
2019-04-16$4.00/sh−166,667$666,668→ 0 total(indirect: By Trust) - Sale
Common Stock, par value $0.001 per share
2019-04-16$4.00/sh−25,000$100,000→ 0 total - Sale
Common Stock, par value $0.001 per share
2019-04-16$4.00/sh−583,000$2,332,000→ 0 total(indirect: By LLC)
Footnotes (3)
- [F1]The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein.
- [F2]The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein.
- [F3]The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein.