4//SEC Filing
Tortoise Investments, LLC 4
Accession 0001213900-19-007882
CIK 0001759631other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:42 PM ET
Size
10.3 KB
Accession
0001213900-19-007882
Insider Transaction Report
Form 4
Tortoise Sponsor LLC
10% Owner
Transactions
- Other
Class B Common Stock
2019-03-07−643,520→ 4,439,605 total(indirect: See foot note)→ Class A Common Stock (643,520 underlying)
Tortoise Investments, LLC
10% Owner
Transactions
- Other
Class B Common Stock
2019-03-07−643,520→ 4,439,605 total(indirect: See foot note)→ Class A Common Stock (643,520 underlying)
Tortoise Borrower LLC
10% Owner
Transactions
- Other
Class B Common Stock
2019-03-07−643,520→ 4,439,605 total(indirect: See foot note)→ Class A Common Stock (643,520 underlying)
Footnotes (3)
- [F1]The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]The Class B Common Stock owned by Tortoise Sponsor LLC included up to 843,750 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-229537). Because the underwriters exercised their over-allotment option in part, Tortoise Sponsor LLC forfeited 643,520 shares of Class B Common Stock on March 7, 2019 for cancellation by the Issuer.
- [F3]Tortoise Sponsor LLC is the record holder of the shares reported herein. Tortoise Borrower LLC is the managing member of Tortoise Sponsor LLC. Tortoise Parent Holdco LLC is the sole member of Tortoise Borrower LLC, and Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC. Accordingly, Tortoise Borrower LLC and Tortoise Investments, LLC may be deemed to have or share beneficial ownership of the shares of Class B Common Stock held directly by Tortoise Sponsor LLC. The address of each of Tortoise Borrower LLC and Tortoise Investments, LLC is 11550 Ash Street, Suite 300, Leawood, Kansas 66211.
Documents
Issuer
Tortoise Acquisition Corp.
CIK 0001759631
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001730884
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:42 PM ET
- Size
- 10.3 KB