Rubicon Technology, Inc.·4

Jun 4, 8:57 AM ET

Gramm Jefferson 4

4 · Rubicon Technology, Inc. · Filed Jun 4, 2019

Insider Transaction Report

Form 4
Period: 2019-05-29
Transactions
  • Award

    Restricted Stock Units

    2019-05-30$8.34/sh+1,199$10,0001,199 total
    Common Stock (1,199 underlying)
  • Award

    Common Stock

    2019-05-29+1,3911,995 total
Holdings
  • Common Stock

    (indirect: See footnote)
    258,256
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a right to receive one share of the Company's common stock.
  • [F2]RSUs vest on the day immediately preceding the day of the 2020 Annual Meeting of Stockholders.
  • [F3]Consists of securities directly held by Bandera Master Fund L.P. ("Bandera Master Fund"). Bandera Master Fund has delegated to Bandera Partners LLC ("Bandera Partners"), its investment manager, the sole and exclusive authority to vote and dispose of the securities held by Bandera Master Fund. Mr. Gramm, solely by virtue of his position as a Managing Partner, Managing Director and Portfolio Manager of Bandera Partners, may be deemed to beneficially own the securities held by Bandera Master Fund. Mr Gramm expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT