3//SEC Filing
NESCO Holdings GP, LLC 3
Accession 0001213900-19-014276
CIK 0001709682other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 8:13 AM ET
Size
11.1 KB
Accession
0001213900-19-014276
Insider Transaction Report
Form 3
NESCO Holdings, LP
10% Owner
Holdings
- (indirect: See Footnotes)
Warrants
From: 2019-08-30→ Common Stock (2,500,000 underlying) - 26,160,638(indirect: See Footnotes)
Common Stock
NESCO Holdings GP, LLC
10% Owner
Holdings
- 26,160,638(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Warrants
From: 2019-08-30→ Common Stock (2,500,000 underlying)
Footnotes (9)
- [F1]Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,660,638, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987.
- [F2]The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo").
- [F3](Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 3.
- [F5]Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- [F6]Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F7]The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants.
- [F8]Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.
- [F9]Represents securities held directly by NESCO Holdings, LP.
Documents
Issuer
NESCO HOLDINGS, INC.
CIK 0001709682
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001779905
Filing Metadata
- Form type
- 3
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 8:13 AM ET
- Size
- 11.1 KB