4//SEC Filing
NGP Switchback, LLC 4
Accession 0001213900-19-017430
CIK 0001777393other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 7:59 PM ET
Size
7.7 KB
Accession
0001213900-19-017430
Insider Transaction Report
Form 4
NGP Switchback, LLC
10% Owner
Transactions
- Purchase
Private Placement Warrants
2019-09-06$1.50/sh+188,235$282,353→ 5,521,568 totalExercise: $11.50→ Class A Common Stock (188,235 underlying)
Footnotes (5)
- [F1]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering.
- [F2]The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.
- [F3]NGP Switchback, LLC is the record holder of the warrants reported herein. Scott McNeill is a manager and the Chief Executive Officer and Chief Financial Officer of NGP Switchback, LLC. Jim Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. Chris Carter, Scott Gieselman and Sam Stoutner are managers of NGP Switchback, LLC. As such, Messrs. McNeill, Mutrie, Carter, Gieselman and Stoutner may be deemed to have or share beneficial ownership of the warrants held directly by NGP Switchback, LLC.
- [F4]NGP XII US Holdings, L.P. directly owns a majority of the limited liability company interests of NGP Switchback, LLC. NGP XII Holdings GP, L.L.C. is the sole general partner of NGP XII US Holdings, L.P., and NGP Natural Resources XII, L.P. is the sole member of NGP XII Holdings GP, L.L.C. G.F.W. Energy XII, L.P. is the sole general partner of NGP Natural Resources XII, L.P., and GFW XII, L.L.C. is the sole general partner of G.F.W. Energy XII, L.P. GFW XII, L.L.C. has delegated full power and authority to manage NGP XII US Holdings, L.P. to NGP Energy Capital Management, L.L.C.
- [F5]Chris Carter, Tony R. Weber, Craig Glick and Jill Lampert serve on the Executive Committee of NGP Energy Capital Management, L.L.C. Accordingly, each of NGP XII US Holdings, L.P., NGP XII Holdings GP, L.L.C., NGP Natural Resources XII, L.P., G.F.W. Energy XII, L.P., GFW XII, L.L.C., NGP Energy Capital Management, L.L.C., Tony R. Weber, Chris Carter, Craig Glick and Jill Lampert may be deemed to have or share beneficial ownership of the warrants held directly by NGP Switchback, LLC.
Documents
Issuer
Switchback Energy Acquisition Corp
CIK 0001777393
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001782416
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 7:59 PM ET
- Size
- 7.7 KB