4//SEC Filing
SMITH ROBERT J 4
Accession 0001213900-19-019431
CIK 0001646188other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:28 PM ET
Size
7.8 KB
Accession
0001213900-19-019431
Insider Transaction Report
Form 4
SMITH ROBERT J
10% Owner
Transactions
- Other
Common Stock
2019-09-27+4,225,242→ 15,276,742 total(indirect: By LLC) - Other
Warrant (right to buy)
2019-09-27+2,112,621→ 2,112,621 total(indirect: By LLC)Exercise: $3.25From: 2020-03-27Exp: 2022-09-27→ Common Stock (2,112,621 underlying)
Footnotes (2)
- [F1]On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms.
- [F2]Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith.
Documents
Issuer
Ondas Holdings Inc.
CIK 0001646188
Entity typeother
Related Parties
1- filerCIK 0001502541
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 6:28 PM ET
- Size
- 7.8 KB