Home/Filings/4/0001213900-19-025292
4//SEC Filing

Coates George J. 4

Accession 0001213900-19-025292

CIK 0000948426other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 1:04 PM ET

Size

6.4 KB

Accession

0001213900-19-025292

Insider Transaction Report

Form 4
Period: 2019-12-02
Coates George J.
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Series B Convertible Preferred Stock

    2019-12-02+69,12018,214,786 total
    Exercise: $0.00From: 2021-12-02Common Stock (69,120,000 underlying)
Footnotes (2)
  • [F1]There is no expiration date.
  • [F2]Each share of Series B entitles the holder to 1,000 votes at any meeting where corporate matters are brought before the shareholders for a vote. The Series B is restricted, unregistered stock which is not convertible until the second annual anniversary after the date of issue, after which each share is freely convertible into 1,000 restricted, unregistered shares of common stock. In the event of a sale or change of control of the Corporation, the Series B shall become immediately convertible. The anti-dilution award of Series B Convertible Preferred Stock to Mr. Coates was determined to be the number of shares of Series B required to restore Mr. Coates' ownership percentage of outstanding common stock on a pro forma basis to 80.1%, assuming all of the Series B shares were converted into common stock.

Issuer

COATES INTERNATIONAL LTD

CIK 0000948426

Entity typeother

Related Parties

1
  • filerCIK 0001160170

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 1:04 PM ET
Size
6.4 KB