4//SEC Filing
SCHROEDER ROBERT C 4
Accession 0001213900-19-025376
CIK 0001009891other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 2:33 PM ET
Size
35.1 KB
Accession
0001213900-19-025376
Insider Transaction Report
Form 4
SCHROEDER ROBERT C
Director
Transactions
- Other
Common Stock
2019-10-29$1.18/sh+2,994$3,533→ 99,981 total - Other
Warrants (right to purchase)
2016-10-13+8,110→ 8,110 totalExercise: $6.15From: 2016-11-27Exp: 2021-05-26→ Common Stock (8,110 underlying) - Other
Warrants (right to purchase)
2017-03-15+10,500→ 10,500 totalExercise: $6.15From: 2016-09-01Exp: 2021-07-31→ Common Stock (10,500 underlying) - Award
Stock Options (right to purchase)
2019-02-13+10,000→ 10,000 totalExercise: $1.28From: 2019-03-31Exp: 2025-12-31→ Common Stock (10,000 underlying) - Other
Warrants (right to purchase)
2017-03-15+2,913→ 2,913 totalExercise: $3.30From: 2017-03-08Exp: 2022-01-31→ Common Stock (2,913 underlying) - Other
Common Stock
2019-07-01$1.01/sh+4,694$4,741→ 96,987 total - Award
Stock Options (right to purchase)
2018-05-14+13,000→ 13,000 totalExercise: $1.59From: 2018-05-14Exp: 2023-05-31→ Common Stock (13,000 underlying) - Award
Stock Options (right to purchase)
2015-04-06+3,000→ 3,000 totalExercise: $10.05Exp: 2020-04-05→ Common Stock (3,000 underlying) - Award
Stock Options (right to purchase)
2016-06-02+3,000→ 3,000 totalExercise: $4.64Exp: 2021-06-01→ Common Stock (3,000 underlying) - Award
Stock Options (right to purchase)
2018-01-02+3,000→ 3,000 totalExercise: $1.69From: 2018-01-02Exp: 2022-12-31→ Common Stock (3,000 underlying) - Other
Warrants (right to purchase)
2017-03-15+5,000→ 5,000 totalExercise: $4.45From: 2017-02-17Exp: 2022-01-31→ Common Stock (5,000 underlying) - Other
Warrants (right to purchase)
2017-03-15+2,868→ 2,868 totalExercise: $3.78From: 2017-03-15Exp: 2022-01-31→ Common Stock (2,868 underlying) - Other
Warrants (right to purchase)
2017-03-15+11,278→ 11,278 totalExercise: $3.00From: 2016-11-23Exp: 2021-11-30→ Common Stock (11,278 underlying) - Other
Warrants (right to purchase)
2017-03-15+6,450→ 17,728 totalExercise: $3.00From: 2016-12-22Exp: 2021-11-30→ Common Stock (6,450 underlying) - Other
Warrants (right to purchase)
2017-03-21+579→ 579 totalExercise: $4.00From: 2017-03-21Exp: 2022-01-31→ Common Stock (579 underlying)
Footnotes (6)
- [F1]Represents shares issued in lieu of cash payment of directors' fees.
- [F2]Fully vested as of December 31, 2018.
- [F3]Fully vested as of 11/01/2016.
- [F4]Fully vested as of 01/01/2016.
- [F5]Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.
- [F6]Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking.
Documents
Issuer
AIR INDUSTRIES GROUP
CIK 0001009891
Entity typeother
Related Parties
1- filerCIK 0001268331
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 2:33 PM ET
- Size
- 35.1 KB