4//SEC Filing
Dialectic Antithesis Partners, LP 4
Accession 0001213900-19-025434
CIK 0000709283other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 5:14 PM ET
Size
8.3 KB
Accession
0001213900-19-025434
Insider Transaction Report
Form 4
DIALECTIC ANTITHESIS PARTNERS, LP
10% Owner
Transactions
- Sale
Common Stock
2019-12-03$5.25/sh−969,900$5,091,975→ 0 total(indirect: Held by Dialectic Antithesis Partners, LP)
BR Dialectic Capital Management, LLC
10% Owner
Transactions
- Sale
Common Stock
2019-12-03$5.25/sh−969,900$5,091,975→ 0 total(indirect: Held by Dialectic Antithesis Partners, LP)
Footnotes (3)
- [F1]In addition to BR Dialectic Capital Management, LLC, a Delaware limited liability company ("BR Dialectic"), this Form 4 is being filed jointly by Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic" and collectively, the "Filing Persons").
- [F2]BR Dialectic is the general partner and investment manager of Dialectic. As a result, BR Dialectic may be deemed to indirectly beneficially own the securities held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock") of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
- [F3]On December 3, 2019, B. Riley Financial, Inc. ("BRF") purchased 969,900 shares of Common Stock from Dialectic at a purchase price of $5.25 per share. BRF previously reported that it may have been deemed to indirectly beneficially own the 969,900 shares of Common Stock that were previously held by Dialectic. As a result of the sale, the Filing Persons do not own any shares of Common Stock and are no longer subject to Section 16 of the Exchange Act of 1934.
Documents
Issuer
QUANTUM CORP /DE/
CIK 0000709283
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001325552
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 5:14 PM ET
- Size
- 8.3 KB