4//SEC Filing
LPH II Investments Ltd 4
Accession 0001213900-19-025802
CIK 0000946486other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 7:55 PM ET
Size
7.9 KB
Accession
0001213900-19-025802
Insider Transaction Report
Form 4
LPH II Investments Ltd
10% Owner
Transactions
- Purchase
Common Stock
2019-12-06$3.02/sh+1,655,629$5,000,000→ 4,008,234 total - Purchase
Series I Warrants
2019-12-06+827,815→ 827,815 totalExercise: $4.03From: 2020-06-06Exp: 2024-12-05→ Common Stock (827,815 underlying)
Footnotes (1)
- [F1]Effective December 6, 2019 the Issuer entered into a Securities Purchase Agreement (the "SPA") with certain investors whereby the Reporting Person subscribed for and purchased 1,655,629 shares of Common Stock of the Issuer. Pursuant to the SPA, the Issuer issued and the Reporting Person received: (i) 1,655,629 shares of Common Stock; and (ii) 827,815 Series I Warrants to purchase 827,815 shares of Common Stock at an exercise price of $4.03 per share.
Documents
Issuer
WINDTREE THERAPEUTICS INC /DE/
CIK 0000946486
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001737494
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 7:55 PM ET
- Size
- 7.9 KB