LPH II Investments Ltd 4
4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Dec 10, 2019
Insider Transaction Report
Form 4
LPH II Investments Ltd
10% Owner
Transactions
- Purchase
Common Stock
2019-12-06$3.02/sh+1,655,629$5,000,000→ 4,008,234 total - Purchase
Series I Warrants
2019-12-06+827,815→ 827,815 totalExercise: $4.03From: 2020-06-06Exp: 2024-12-05→ Common Stock (827,815 underlying)
Footnotes (1)
- [F1]Effective December 6, 2019 the Issuer entered into a Securities Purchase Agreement (the "SPA") with certain investors whereby the Reporting Person subscribed for and purchased 1,655,629 shares of Common Stock of the Issuer. Pursuant to the SPA, the Issuer issued and the Reporting Person received: (i) 1,655,629 shares of Common Stock; and (ii) 827,815 Series I Warrants to purchase 827,815 shares of Common Stock at an exercise price of $4.03 per share.