4//SEC Filing
SCHROEDER ROBERT C 4
Accession 0001213900-20-000699
CIK 0001009891other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 6:16 PM ET
Size
24.0 KB
Accession
0001213900-20-000699
Insider Transaction Report
Form 4
SCHROEDER ROBERT C
Director
Transactions
- Other
Common Stock
2020-01-07$2.38/sh+2,500$5,950→ 102,481 total
Holdings
- 3,000
Stock Options (right to purchase)
Exercise: $4.64Exp: 2021-06-01→ Common Stock (3,000 underlying) - 10,000
Stock Options (right to purchase)
Exercise: $2.38From: 2020-03-31Exp: 2026-12-31→ Common Stock (10,000 underlying) - 11,278(indirect: See Note)
Warrants (right to purchase)
Exercise: $3.00From: 2016-11-23Exp: 2021-11-30→ Common Stock (11,278 underlying) - 5,000(indirect: See Note)
Warrants (right to purchase)
Exercise: $4.45From: 2017-02-17Exp: 2022-01-31→ Common Stock (5,000 underlying) - 8,110(indirect: See Note)
Warrants (right to purchase)
Exercise: $6.15From: 2016-11-27Exp: 2021-05-26→ Common Stock (8,110 underlying) - 17,728(indirect: See Note)
Warrants (right to purchase)
Exercise: $3.00From: 2016-12-22Exp: 2021-11-30→ Common Stock (6,450 underlying) - 2,868(indirect: See Note)
Warrants (right to purchase)
Exercise: $3.78From: 2017-03-15Exp: 2022-01-31→ Common Stock (2,868 underlying) - 10,000
Stock Options (right to purchase)
Exercise: $1.28Exp: 2025-12-31→ Common Stock (10,000 underlying) - 10,500(indirect: See Note)
Warrants (right to purchase)
Exercise: $6.15From: 2016-09-01Exp: 2021-07-31→ Common Stock (10,500 underlying) - 2,913(indirect: See Note)
Warrants (right to purchase)
Exercise: $3.30From: 2017-03-08Exp: 2022-01-31→ Common Stock (2,913 underlying) - 579(indirect: See Note)
Warrants (right to purchase)
Exercise: $4.00From: 2017-03-21Exp: 2022-01-31→ Common Stock (579 underlying) - 13,000
Stock Options (right to purchase)
Exercise: $1.59From: 2018-05-14Exp: 2023-05-31→ Common Stock (13,000 underlying) - 3,000
Stock Options (right to purchase)
Exercise: $10.05Exp: 2020-04-05→ Common Stock (3,000 underlying) - 3,000
Stock Options (right to purchase)
Exercise: $1.69From: 2018-01-02Exp: 2022-12-31→ Common Stock (3,000 underlying)
Footnotes (7)
- [F1]Represents shares issued in lieu of cash payment of directors' fees.
- [F2]Fully vested as of December 31, 2018.
- [F3]Fully vested as of 11/01/2016.
- [F4]Fully vested as of 01/01/2016.
- [F5]Fully vested as of December 31, 2019.
- [F6]Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.
- [F7]Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking.
Documents
Issuer
AIR INDUSTRIES GROUP
CIK 0001009891
Entity typeother
Related Parties
1- filerCIK 0001268331
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 6:16 PM ET
- Size
- 24.0 KB