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4//SEC Filing

Beck Philip D 4

Accession 0001213900-20-004132

CIK 0001534154other
View on SEC.govCompany Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 4:16 PM ET

Size

11.9 KB

Accession

0001213900-20-004132

Insider Transaction Report

Form 4
Period: 2020-02-14
Ipsidy Inc.IDTY
Beck Philip D
DirectorCEO/President/Chairman
Transactions
  • Purchase

    15% Convertible Note

    2020-02-14$50000.00/sh+375,000$18,750,000,000→ 375,000 total
    Exercise: $0.20From: 2020-02-14Exp: 2022-02-28→ Common Stock, $0.0001 par value per share (375,000 underlying)
Holdings

  • Common Stock, $.0001 par value

    (indirect: See Footnote)
    625,000

  • 8% Convertible Note

    Exercise: $0.08From: 2019-12-13Exp: 2022-02-28→ Common Stock, $0.0001 par value per share (312,500 underlying)
    312,500

  • Common Stock, $.0001 par value

    16,500,000

  • Stock Options

    Exercise: $0.10From: 2017-01-31Exp: 2027-01-31→ Common Stock, $0.0001 par value per share (15,000,000 underlying)
    15,000,000

  • Stock Options

    (indirect: See footnote)
    Exercise: $0.05From: 2016-08-10Exp: 2026-08-10→ Common Stock, $0.0001 par value per share (20,000,000 underlying)
    20,000,000
Footnotes (5)
  • [F1]Shares held by an individual retirement account.
  • [F2]Includes 15,000,000 shares of common stock acquired by Mr. Beck in accordance with a restricted stock purchase agreement, which shares vest upon Mr. Beck achieving certain milestones.
  • [F3]The Stock Options vest with respect to (i) one-third of the shares of common stock upon January 31, 2017 and (ii) in 24 equal monthly tranches commencing on the January 31, 2017.
  • [F4]Represents a stock option to acquire 20,000,000 shares of common stock at $0.05 per share held by Parity Labs LLC, a private consulting firm which is principally owned by Mr. Beck.
  • [F5]In connection with the Company's private offering, Mr. Beck acquired a 15% Convertible Note. The 15% Convertible Note is convertible into an amount equal to 150% of the principal amount due under the 15% Convertible Note divided by the conversion price of $0.20 per share.

Documents

1 file

Issuer

Ipsidy Inc.

CIK 0001534154

→
Entity typeother

Related Parties

1
  • filerCIK 0001562101

Filing Metadata

Form type
4
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:16 PM ET
Size
11.9 KB
View on SEC.gov