Ipsidy Inc.·4

Feb 18, 4:19 PM ET

Selzer Herbert M. 4

4 · Ipsidy Inc. · Filed Feb 18, 2020

Insider Transaction Report

Form 4
Period: 2020-02-14
Transactions
  • Purchase

    15% Convertible Note

    2020-02-14$100000.00/sh+750,000$75,000,000,000750,000 total
    Exercise: $0.20From: 2020-02-14Exp: 2022-02-28Common Stock, $0.0001 par value per share (750,000 underlying)
Holdings
  • Common Stock, $.0001 par value

    (indirect: See Footnotes)
    1,537,778
  • Stock Options

    Exercise: $0.15From: 2015-09-30Exp: 2025-09-30Common Stock, $0.0001 par value per share (400,000 underlying)
    400,000
  • Common Stock, $.0001 par value

    5,363,945
  • Common Stock Purchase Warrant

    Exercise: $0.10From: 2015-09-26Exp: 2020-09-26Common Stock, $0.0001 par value per share (1,000,000 underlying)
    1,000,000
  • Common Stock Purchase Warrant

    (indirect: See Footnotes)
    Exercise: $0.06From: 2015-07-29Exp: 2022-05-13Common Stock, $0.0001 par value per share (880,000 underlying)
    880,000
Footnotes (2)
  • [F1]Securities are held by Vista Associates, L.P. ("Vista"). Mr. Selzer serves as the general partner of Vista. Warrants issued 7/29/15 were amended pursuant to the investment in 15% Convertible Note
  • [F2]In connection with the Company's private offering, Mr. Selzer acquired a 15% Convertible Note. The 15% Convertible Note is convertible into an amount equal to 150% of the principal amount due under the 15% Convertible Note divided by the conversion price of $0.20 per share.

Documents

1 file
  • 4
    ownership.xmlPrimary