4//SEC Filing
JFL-NRCG Annex Fund, L.P. 4
Accession 0001213900-20-005338
CIK 0001783400other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:43 PM ET
Size
12.5 KB
Accession
0001213900-20-005338
Insider Transaction Report
Form 4
US Ecology, Inc.ECOL
JFL-NRCG Holdings III, LLC
10% Owner
Transactions
- Other
Common Stock
2020-02-28−1,504,072→ 1,504,073 total(indirect: See Footnotes) - Other
Common Stock
2020-02-28−24,901→ 24,898 total(indirect: See Footnotes)
Holdings
- 32,290
Common Stock
JFL-NRCG Annex Fund, L.P.
10% Owner
Transactions
- Other
Common Stock
2020-02-28−24,901→ 24,898 total(indirect: See Footnotes) - Other
Common Stock
2020-02-28−1,504,072→ 1,504,073 total(indirect: See Footnotes)
Holdings
- 32,290
Common Stock
Footnotes (7)
- [F1]These securities of US Ecology, Inc. (the "Issuer") are held by JFL-NRC-SES Partners, LLC ("JFL Partners"). JFL Partners may be deemed to be controlled by its sole members, JFL-NRC Partners, LLC ("JFL-NRC") and JFL-SES Partners, LLC ("JFL-SES"). JFL-SES is controlled by JFL-SES Holdings, LLC ("JFL-SES Holdings"), which is controlled by its member JFL-SES (JA) Holdings, LLC ("JFL-SES (JA)"), which is controlled by its sole member JFL-SES Int. (JA) Holdings, LLC ("JFL-SES Int."), which is controlled by its member JFL AIV Investors III-JA, L.P. ("JFL AIV JA"). JFL-NRC is controlled by its member JFL-NRC (JA) Holdings, LLC ("JFL-NRC (JA)"), which is controlled by its sole member JFL-NRC Int. (JA) Holdings, LLC ("JFL-NRC Int."), which is controlled by its member JFL AIV JA. JFL AIV JA is controlled by its general partner, JFL GP Investors III, LLC ("Ultimate GP III"). Ultimate GP III is controlled by its managers Messrs. John Lehman, Louis Mintz, Stephen Brooks, and C. Alexander Harman.
- [F2]These securities of the Issuer are held by JFL-NRCG Holdings III, LLC ("JFL-NRCG III"). JFL-NRCG III may be deemed to be controlled by its managing member, JFL-NRCG Annex Fund, LP ("Annex Fund"). Annex Fund is controlled by its general partner, Ultimate GP III. Ultimate GP III is controlled by its managers Messrs. Lehman, Mintz, Brooks, and Harman.
- [F3]Each of the Reporting Persons, and Messrs. Lehman, Mintz, Brooks and Harman, disclaims beneficial ownership of the securities reported herein or that may be beneficially owned by any of the other Reporting Persons, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by JFL Partners without consideration to its partners.
- [F5]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by JFL-NRCG III without consideration to its partners.
- [F6]Represents a change in the form of ownership of shares of Common Stock received by Ultimate GP III in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by JFL-NRCG III and JFL Partners. Ultimate GP III previously reported these shares as indirectly held by JFL-NRCG III and JFL Partners.
- [F7]The shares of Common Stock of the Issuer are held by Ultimate GP III.
Documents
Issuer
US Ecology, Inc.
CIK 0001783400
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001755591
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:43 PM ET
- Size
- 12.5 KB