Jones Andrew R 4
4 · Wheeler Real Estate Investment Trust, Inc. · Filed Jun 3, 2020
Insider Transaction Report
Form 4
Jones Andrew R
Director
Transactions
- Sale
Common Stock
2020-06-02$1.45/sh−112,266$162,786→ 49,240 total(indirect: Held in managed funds) - Sale
Common Stock
2020-06-03$1.45/sh−19,617$28,445→ 29,623 total(indirect: Held in managed funds)
Holdings
- 12,464(indirect: By IRA)
Common Stock
- 45,335(indirect: Held in managed funds)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (28,334 underlying) - 2,100
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (1,313 underlying) - 21,600(indirect: Held in managed funds)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.96→ Common Stock (31,840 underlying) - 36,108
Common Stock
Footnotes (3)
- [F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- [F2]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $40.00 per share. The Series B Stock has no expiration date.
- [F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.