Home/Filings/4/0001213900-20-015034
4//SEC Filing

KEYSER D JEFFREY 4

Accession 0001213900-20-015034

CIK 0001763950other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 5:16 PM ET

Size

10.3 KB

Accession

0001213900-20-015034

Insider Transaction Report

Form 4
Period: 2020-06-15
Transactions
  • Conversion

    Common Stock

    2020-06-15+31,92741,927 total
  • Conversion

    Series A Preferred Stock

    2020-06-1518,3490 total
    Common Stock (31,927 underlying)
  • Award

    Stock Option

    2020-06-15+9,1359,135 total
    Exercise: $15.00Common Stock (9,135 underlying)
Footnotes (3)
  • [F1]In connection with the Issuer's initial public offering ("IPO"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, which became effective immediately prior to the closing of the Issuer's IPO ("Stock Split"). The share amounts reflect the Stock Split.
  • [F2]In connection with the IPO, the 18,349 shares of Series A Preferred Stock held by the Reporting Person were automatically converted for no additional consideration into 31,927 shares of common stock immediately prior to the closing of the Issuer's IPO.
  • [F3]The Reporting Person was granted options to purchase 9,135 shares of the Issuer's common stock at the exercise price equal to the price per share sold in the Issuer's IPO. The options granted will vest in equal monthly increments over a 36 month period commencing upon the closing of the Issuer's IPO, which is the grant date of the options. Under the Amended and Restated 2018 Equity Incentive Plan, the options may not be exercised after the tenth anniversary of the grant date.

Issuer

Lantern Pharma Inc.

CIK 0001763950

Entity typeother

Related Parties

1
  • filerCIK 0001393516

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 5:16 PM ET
Size
10.3 KB