Tortoise Sponsor II LLC 4
4 · Tortoise Acquisition Corp. II · Filed Sep 14, 2020
Insider Transaction Report
Form 4
Tortoise Sponsor II LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2020-09-10−105,000→ 8,520,000 total(indirect: See Footnote)→ Class A Ordinary Shares (105,000 underlying)
Footnotes (3)
- [F1]The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]In connection with the Issuer's initial public offering and the appointment of Juan J. Daboub, Karin M. Leidel and Sidney L. Tassin to the Issuer's Board of Directors, Tortoise Sponsor II transferred 35,000 Class B Ordinary Shares to each of Juan J. Daboub, Karin M. Leidel and Sidney L. Tassin.
- [F3]Tortoise Sponsor II LLC is the record holder of the shares reported herein. TortoiseEcofin Borrower LLC is the managing member of Tortoise Sponsor II LLC. TortoiseEcofin Parent Holdco LLC is the sole member of TortoiseEcofin Borrower LLC and TortoiseEcofin Invesments, LLC is the sole member of TortoiseEcofin Parent Holdco LLC. Accordingly, TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC may be deemed to have or share beneficial ownership of the Class B Ordinary Shares held directly by Tortoise Sponsor II LLC. The address of each of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is 5100 W. 115th Place, Leawood, Kansas 66211.