Home/Filings/3/0001213900-20-027686
3//SEC Filing

Falcon Equity Investors LLC 3

Accession 0001213900-20-027686

CIK 0001816233other

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 7:12 PM ET

Size

34.7 KB

Accession

0001213900-20-027686

Insider Transaction Report

Form 3
Period: 2020-09-21
Falcon Equity Investors LLC
Director10% OwnerOther
Holdings
  • Class B Common Stock

    Class A Common Stock (8,565,000 underlying)
Holdings
  • Class B Common Stock

    Class A Common Stock (8,565,000 underlying)
Mnuchin Alan G.
DirectorChief Executive Officer10% Owner
Holdings
  • Class B Common Stock

    Class A Common Stock (8,565,000 underlying)
Footnotes (2)
  • [F1]The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248590) (the "Registration Statement") and have no expiration date. The shares of Class B Common Stock beneficially owned by the Reporting Persons include up to 1,125,000 shares of Class B Common Stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
  • [F2]Falcon Equity Investors LLC is the record holder of the securities reported herein. Eagle Falcon JV Co LLC, which is controlled by Mr. Mnuchin, is the managing member of Falcon Equity Investors LLC and has voting and investment discretion with respect to the securities held of record by Falcon Equity Investors LLC. Eagle Falcon JV Co LLC and Mr. Mnuchin each disclaims any beneficial ownership of the securities held by Falcon Equity Investors LLC other than to the extent of any pecuniary interest each may have therein, directly or indirectly.