3//SEC Filing
Cascade Acquisition Holdings LLC 3
Accession 0001213900-20-038334
CIK 0001822309other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 8:13 PM ET
Size
6.0 KB
Accession
0001213900-20-038334
Insider Transaction Report
Form 3
Cascade Acquisition Holdings LLC
10% Owner
Holdings
Class B Common Stock
→ Class A Common Stock (5,750,000 underlying)
Footnotes (3)
- [F1]As described in the issuer's registration statement on Form S-1 (File No. 333-249354) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.
- [F2]These shares represent Class B common stock held by Cascade Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B common stock owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's Registration Statement.
- [F3]Jay Levine, Chairman and Chief Executive Officer of the issuer, and Gene Weil, Director of the issuer, are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Levine and Weil may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Each of Messrs. Levine and Weil disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
Cascade Acquisition Corp
CIK 0001822309
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001822282
Filing Metadata
- Form type
- 3
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 8:13 PM ET
- Size
- 6.0 KB