4//SEC Filing
Nikou Andrew K 4
Accession 0001213900-20-038541
CIK 0001776909other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:16 PM ET
Size
13.7 KB
Accession
0001213900-20-038541
Insider Transaction Report
Form 4
Nikou Andrew K
Director10% Owner
Transactions
- Other
Common Stock
2020-11-18−3,737,500→ 0 total(indirect: By the Sponsor) - Other
Common Stock
2020-11-18+1,554,438→ 1,554,438 total(indirect: By LLC) - Other
Warrants
2020-11-18$1.00/sh−3,676,000$3,676,000→ 0 total(indirect: By the Sponsor)Exercise: $11.50→ Common Stock (3,676,000 underlying) - Other
Warrants
2020-11-18$1.00/sh+1,562,300$1,562,300→ 1,562,300 total(indirect: By LLC)Exercise: $11.50→ Common Stock (1,562,300 underlying)
Footnotes (7)
- [F1]Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer.
- [F2]Includes unvested restricted shares totaling 953,063 which will vest upon achievement of certain stock price performance conditions.
- [F3]Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a managing member.
- [F4]The reporting person holds these securities indirectly as the reporting person is a managing member of AKN SWAG I, LLC and may be deemed to share beneficial ownership of the securities held directly by AKN SWAG I, LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F5]Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.
- [F6]The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.
- [F7]The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).
Documents
Issuer
CuriosityStream Inc.
CIK 0001776909
Entity typeother
Related Parties
1- filerCIK 0001782770
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:16 PM ET
- Size
- 13.7 KB