Home/Filings/4/0001213900-20-045825
4//SEC Filing

Dowdy John 4

Accession 0001213900-20-045825

CIK 0001779020other

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 6:08 PM ET

Size

20.4 KB

Accession

0001213900-20-045825

Insider Transaction Report

Form 4
Period: 2020-12-29
Dowdy John
Chief Financial Officer
Transactions
  • Award

    Stock Option

    2020-12-29+109,896109,896 total
    Exercise: $3.28Exp: 2027-12-18Common Stock (109,896 underlying)
  • Award

    Stock Option

    2020-12-29+642,934642,934 total
    Exercise: $24.20Exp: 2030-12-29Common Stock (642,934 underlying)
  • Award

    Class A Common Stock ("Common Stock")

    2020-12-29+303,054303,054 total(indirect: See Footnote)
  • Award

    Stock Option

    2020-12-29+758,099758,099 total
    Exercise: $3.28Exp: 2026-06-30Common Stock (758,099 underlying)
  • Award

    Stock Option

    2020-12-29+34,34234,342 total
    Exercise: $3.28Exp: 2024-10-24Common Stock (34,342 underlying)
  • Award

    Stock Option

    2020-12-29+91,58091,580 total
    Exercise: $6.88Exp: 2030-09-01Common Stock (91,580 underlying)
  • Award

    Stock Option

    2020-12-29+15,27515,275 total
    Exercise: $3.28Exp: 2026-04-15Common Stock (15,275 underlying)
Footnotes (8)
  • [F1]Received in exchange for shares of common stock of Meredian Holdings Group, Inc., a Georgia corporation ("MHG") pursuant to the Agreement and Plan of Merger, dated as of October 3, 2020, by and among Live Oak Acquisition Corp., a Delaware corporation ("Live Oak"), Green Merger Corp., a Georgia corporation and wholly owned subsidiary of Live Oak ("Merger Sub"), MHG, Live Oak Sponsor Partners, LLC, as representative for Live Oak, and John A. Dowdy, Jr., as representative of the shareholders of the Company, as amended by Amendment No. 1, dated as of October 8, 2020, and Amendment No. 2, dated as of December 11, 2020, by and among all the parties thereto (as amended, the "Merger Agreement"), pursuant to which MHG became a direct, wholly-owned subsidiary of Live Oak, which subsequently changed its name to Danimer Scientific, Inc. (the "Issuer").
  • [F2]These shares are owned by John Adams Dowdy, III Living Trust
  • [F3]The options are fully vested and currently exercisable.
  • [F4]Received pursuant to the Merger Agreement in exchange for stock options to purchase shares of MHG common stock.
  • [F5]The option vests in three equal annual installments on September 1, 2021, 2022 and 2023.
  • [F6]Options to purchase 214,311 shares of Common Stock will vest and become exercisable on or after December 29, 2021 if the closing price of a share of Common Stock equals or exceeds $14.00 for any twenty (20) trading days within a thirty (30)-day trading period beginning on December 29, 2021, options to purchase 214,311 shares of Common Stock will vest and become exercisable on or after December 29, 2022 if the closing price of a share of Common Stock equals or exceeds $17.00 for any twenty (20) trading days within a thirty (30)-day trading period beginning on December 29, 2021 and options to purchase 214,312 shares of Common Stock will vest and become exercisable on or after December 29, 2023 if the closing price of a share of Common Stock equals or exceeds $20.00 for any twenty (20) trading days within a thirty (30)-day trading period beginning on December 29, 2021.
  • [F7]Granted pursuant to the terms of the Merger Agreement and issued under the Plan.
  • [F8]The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Documents

1 file

Issuer

Danimer Scientific, Inc.

CIK 0001779020

Entity typeother

Related Parties

1
  • filerCIK 0001372048

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 6:08 PM ET
Size
20.4 KB