4//SEC Filing
Papadopoulos Romilos 4
Accession 0001213900-21-000063
CIK 0001823857other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 11:05 AM ET
Size
8.5 KB
Accession
0001213900-21-000063
Insider Transaction Report
Form 4
Papadopoulos Romilos
DirectorCFO and Treasurer10% Owner
Transactions
- Purchase
Warrants to purchase common stock
2020-12-28$0.50/sh+18,000,000$9,000,000→ 18,000,000 total(indirect: By LLC)Exercise: $11.50→ Common Stock, par value $0.0001 (9,000,000 underlying) - Other
Common Stock, par value $0.0001 per share
2020-12-23−81,000→ 4,950,250 total(indirect: By LLC)
Footnotes (4)
- [F1]Reflects the transfer of 81,000 founders shares, in the aggregate, to the independent directors of the Issuer for their service on the board of directors. There was no consideration paid in the transfer.
- [F2]Mr. Papadopoulos is the managing member of Viveon Health LLC. The business address for Viveon Health LLC is c/o Gibson, Deal & Fletcher, PC, Spalding Exchange, 3953 Holcomb Bridge Road, Suite 200, Norcross Georgia 30092.
- [F3]Viveon Health LLC, purchased from the Issuer an aggregate of 18,000,000 private warrants, at $0.50 per private warrant, with each warrant exercisable for one- half of a share of common stock at an exercise price of $11.50 per whole share. The purchase was on a private placement basis simultaneously with the consummation of this offering.
- [F4]The warrants will become exercisable on the later of (i) one year after the closing the Issuer's initial public offering (12/28/21), or (ii) the consummation of the Issuer's initial business combination. The warrants will expire at 5:00 p.m., New York City time, on the fifth anniversary of the Issuer's completion of an initial business combination, or earlier upon redemption.
Documents
Issuer
Viveon Health Acquisition Corp.
CIK 0001823857
Entity typeother
Related Parties
1- filerCIK 0001440304
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 11:05 AM ET
- Size
- 8.5 KB