Home/Filings/4/0001213900-21-003252
4//SEC Filing

Pugliese Vincent Joseph Alfred 4

Accession 0001213900-21-003252

CIK 0001421636other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 5:16 PM ET

Size

6.4 KB

Accession

0001213900-21-003252

Insider Transaction Report

Form 4
Period: 2021-01-18
Pugliese Vincent Joseph Alfred
CEO, Int CFO, Treas., Sec.
Transactions
  • Award

    Series B Convertible Preferred Stock

    2021-01-19$1000.00/sh+95$95,000130 total
    Exercise: $0.08From: 2021-05-01Common Stock (1,186,875 underlying)
Footnotes (3)
  • [F1]On January 18, 2021, the Board of Directors ("Board") of C-Bond Systems, Inc. (the "Company") awarded an annual bonus to Mr. Pugliese in the amount of $105,000, 90% of which was to be paid in the Company's equity and the remaining 10% to be paid in cash. Mr. Pugliese received 95 shares of Series B Convertible Preferred Stock, par value $0.10 ("Series B"), which has a stated value of $1,000 per share. The Series B is convertible into shares of common stock, par value $0.001 ("Common Stock"), at $0.08 per share, the low trading price of the Common Stock on the first trading day following the date of the grant, subject to adjustment as described in the Company's Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock.
  • [F2]The shares of Series B granted to Mr. Pugliese vest on May 1, 2021, subject to extension as mutually agreed upon by the Board and Mr. Pugliese.
  • [F3]No expiration date.

Issuer

C-Bond Systems, Inc

CIK 0001421636

Entity typeother

Related Parties

1
  • filerCIK 0001738620

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 5:16 PM ET
Size
6.4 KB