Brookline Capital Holdings LLC 3
3 · Brookline Capital Acquisition Corp. · Filed Jan 28, 2021
Insider Transaction Report
Form 3
Brookline Capital Holdings LLC
10% Owner
Holdings
- 1,380,000
Common Stock
Footnotes (1)
- [F1]These shares represent the common stock held by Brookline Capital Holdings LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The common stock owned by the Sponsor includes up to 180,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. William B. Buchanan, Jr. is the managing member of the Sponsor and may be deemed to be the beneficial owner of the shares held by the Sponsor and to have voting and dispositive control over such securities. William B. Buchanan, Jr. disclaims beneficial ownership of any shares other than to the extent he may have a pecuniary interest therein, directly or indirectly.