4//SEC Filing
Forman Alan N 4
Accession 0001213900-21-010667
CIK 0001464790other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 7:20 PM ET
Size
5.8 KB
Accession
0001213900-21-010667
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Award
Performance Restricted Stock Units
2021-02-17+30,000→ 30,000 total→ Common Stock (30,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001490907
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 7:20 PM ET
- Size
- 5.8 KB