Home/Filings/4/0001213900-21-014887
4//SEC Filing

Carter Charles Ross 4

Accession 0001213900-21-014887

CIK 0001245791other

Filed

Mar 10, 7:00 PM ET

Accepted

Mar 11, 5:05 PM ET

Size

5.9 KB

Accession

0001213900-21-014887

Insider Transaction Report

Form 4
Period: 2021-03-09
Carter Charles Ross
CFO and Secretary
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2021-03-09385,2260 total
    Exercise: $1.12Exp: 2029-09-19Common Stock (385,226 underlying)
Footnotes (2)
  • [F1]The option provided for vesting over a four (4) year period, with one quarter (1/4) of the shares subject to the Option vesting on the one (1) year anniversary of the transaction date, and the remaining shares vesting on a quarterly basis over the following three (3) years of continuous service.
  • [F2]The option was canceled by mutual agreement of the reporting person and the issuer pursuant to the terms and conditions of a stock option cancellation agreement entered into on March 9, 2021, which cancellation is to be deemed effective as of December 31, 2020.

Documents

1 file

Issuer

GI DYNAMICS, INC.

CIK 0001245791

Entity typeother

Related Parties

1
  • filerCIK 0001779359

Filing Metadata

Form type
4
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 5:05 PM ET
Size
5.9 KB