4//SEC Filing
Vivo Capital Fund IX, L.P. 4
Accession 0001213900-21-021965
CIK 0001819790other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 9:07 PM ET
Size
8.3 KB
Accession
0001213900-21-021965
Insider Transaction Report
Form 4
Vivo Capital IX, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-04-14$30.37/sh−400$12,148→ 3,244,635 total(indirect: See Footnote)
Vivo Capital Fund IX, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-04-14$30.37/sh−400$12,148→ 3,244,635 total(indirect: See Footnote)
Footnotes (3)
- [F1]The reporting person inadvertently sold 400 shares of Tarsus Pharmaceuticals, Inc.'s common stock reported herein, which was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 400 shares of Tarsus Pharmaceuticals, Inc.'s common stock at a price of $16 per share in connection with the initial public offering on October 20, 2020. The reporting person has agreed to pay to Tarsus Pharmaceuticals, Inc., upon settlement of the sale, $5,735.93, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- [F2]The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.50, inclusive. The reporting person undertakes to provide to Tarsus Pharmaceuticals, Inc., any security holder of Tarsus Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Hongbo Lu, Jack Nielsen, Mahendra Shah and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein.
Documents
Issuer
Tarsus Pharmaceuticals, Inc.
CIK 0001819790
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001750117
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 9:07 PM ET
- Size
- 8.3 KB