B. Riley Securities, Inc. 4
4 · QUANTUM CORP /DE/ · Filed Apr 28, 2021
Insider Transaction Report
Form 4
BRC Group Holdings, Inc.
10% Owner
Transactions
- Sale
Common Stock
2021-04-26$8.25/sh−630,000$5,197,500→ 5,359,100 total(indirect: By B. Riley Securities, Inc.) - Sale
Common Stock
2021-04-26$8.25/sh−310,000$2,557,500→ 2,248,511 total(indirect: By BRC Partners Opportunity Fund, L.P.)
Holdings
- 10,198(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Common Stock
- 10,199(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Common Stock
- 10,199(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Common Stock
- 10,200(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Common Stock
Footnotes (2)
- [F1]This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
- [F2]Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, and BRPLP (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.