Home/Filings/4/0001213900-21-025119
4//SEC Filing

Kumnick Phillip L 4

Accession 0001213900-21-025119

CIK 0001534154other

Filed

May 6, 8:00 PM ET

Accepted

May 7, 4:05 PM ET

Size

10.0 KB

Accession

0001213900-21-025119

Insider Transaction Report

Form 4
Period: 2021-05-05
Transactions
  • Award

    Stock Options

    2021-05-05+17,770,52217,770,522 total
    Exercise: $0.24From: 2021-05-05Exp: 2031-05-05Common Stock, $0.0001 par value per share (17,770,522 underlying)
Holdings
  • Stock Options

    Exercise: $0.07From: 2020-05-22Exp: 2025-05-22Common Stock, $0.0001 par value per share (33,333,334 underlying)
    33,333,334
  • Common Stock, $.0001 par value

    1,500,000
  • Stock Options

    Exercise: $0.06From: 2019-12-10Exp: 2029-12-10Common Stock, $0.0001 par value per share (3,000,000 underlying)
    3,000,000
Footnotes (4)
  • [F1]Represents the right to acquire 1,500,000 shares of common stock at par value subject to the certain vesting criteria which shares were granted on March 6, 2020 pursuant to a Restricted Stock Purchase Agreement.
  • [F2]On March 6, 2020, the option granted to Mr. Kumnick on December 10, 2019 to purchase 3,000,000 shares of common stock vesting over a three-year period was amended to provide that it will vest in full prior to the occurrence of time-based vesting, in the event of a Change of Control.
  • [F3]On May 22, 2020, the Company granted Mr. Kumnick a Non-Statutory Option to acquire 33,333,334 shares of common stock at an exercise price of $0.07 per share with 6,666,667 shares vesting upon the grant of Non-Statutory Option, 10,666,667 shares vesting upon achieving certain performance conditions and 16,000,000 shares vesting upon achieving certain additional performance conditions.
  • [F4]On May 5, 2021, the Company granted Mr. Kumnick a Non-Statutory Option to acquire 17,770,522 shares of common stock at an exercise price of $0.24 per share with 270,522 shares vesting upon grant of Non-Statutory Option and 17,500,000 shares of common stock underlying the stock options vesting subject to various performance conditions.

Documents

1 file

Issuer

Ipsidy Inc.

CIK 0001534154

Entity typeother

Related Parties

1
  • filerCIK 0001796205

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 4:05 PM ET
Size
10.0 KB