Gramm Jefferson 4
4 · Rubicon Technology, Inc. · Filed Jun 28, 2021
Insider Transaction Report
Form 4
Gramm Jefferson
Director
Transactions
- Award
Common Stock
2021-06-23+1,250→ 4,444 total - Award
Restricted Stock Units
2021-06-24$9.90/sh+1,010$9,999→ 1,010 total→ Common Stock (1,010 underlying)
Holdings
- 258,256(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a right to receive one share of the Company's common stock.
- [F2]RSUs vest on the day immediately preceding the day of the 2022 Annual Meeting of Stockholders.
- [F3]Consists of securities directly held by Bandera Master Fund L.P. ("Bandera Master Fund"). Bandera Master Fund has delegated to Bandera Partners LLC ("Bandera Partners"), its investment manager, the sole and exclusive authority to vote and dispose of the securities held by Bandera Master Fund. Mr. Gramm, solely by virtue of his position as a Managing Partner, Managing Director and Portfolio Manager of Bandera Partners, may be deemed to beneficially own the securities held by Bandera Master Fund. Mr. Gramm expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.