4//SEC Filing
TortoiseEcofin Investments, LLC 4
Accession 0001213900-21-037920
CIK 0001847112other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:19 PM ET
Size
10.4 KB
Accession
0001213900-21-037920
Insider Transaction Report
Form 4
TortoiseEcofin Sponsor III LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-07-19−120,000→ 8,505,000 total(indirect: See Footnote)→ Class A Ordinary Shares (120,000 underlying)
Tortoise Borrower LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-07-19−120,000→ 8,505,000 total(indirect: See Footnote)→ Class A Ordinary Shares (120,000 underlying)
Tortoise Investments, LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-07-19−120,000→ 8,505,000 total(indirect: See Footnote)→ Class A Ordinary Shares (120,000 underlying)
Footnotes (3)
- [F1]The Class B Ordinary Shares are convertible into the Issuer's Class A Ordinary Shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]In connection with the Issuer's initial public offering and the appointment of Juan J. Daboub, William J. Clinton and Mary Beth Mandanas to the Issuer's Board of Directors, TortoiseEcofin Sponsor III forfeited 120,000 Class B Ordinary Shares to the Issuer and the Issuer issued 40,000 Class B Ordinary Shares to each of Juan J. Daboub, William J. Clinton and Mary Beth Mandanas.
- [F3]TortoiseEcofin Sponsor III LLC is the record holder of the shares reported herein. TortoiseEcofin Borrower LLC is the managing member of TortoiseEcofin Sponsor III LLC. TortoiseEcofin Parent Holdco LLC is the sole member of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is the sole member of TortoiseEcofin Parent Holdco LLC. Accordingly, TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC may be deemed to have or share beneficial ownership of the Class B Ordinary Shares held directly by TortoiseEcofin Sponsor III LLC. The address of each of TortoiseEcofin Borrower LLC and TortoiseEcofin Investments, LLC is 6363 College Boulevard, Overland Park, Kansas 66211.
Documents
Issuer
TortoiseEcofin Acquisition Corp. III
CIK 0001847112
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001730884
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:19 PM ET
- Size
- 10.4 KB