4//SEC Filing
Johnson Bankole A. 4
Accession 0001213900-21-051646
CIK 0001513525other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 5:22 PM ET
Size
7.8 KB
Accession
0001213900-21-051646
Insider Transaction Report
Form 4
Johnson Bankole A.
Director10% Owner
Transactions
- Other
Warrant
2021-10-04−150,000→ 39,714 total→ Common Stock (150,000 underlying) - Sale
Common Stock
2021-10-04−200,000→ 148,246 total(indirect: By Trust)
Footnotes (3)
- [F1]En Fideicomiso De Mi Vida 11/23/2010 (the "Trust") sold 200,000 shares of the issuer's common stock pursuant to a Stock Purchase Agreement dated as of October 1, 2021 (the "SPA"), for an aggregate purchase price of $200,000.
- [F2]Dr. Johnson is the trustee of the Trust.
- [F3]On October 4, 2021, Dr. Johnson sold warrants to purchase 150,000 shares of the issuer's common stock pursuant to the SPA, for an aggregate purchase price of $1,500. The warrants provide for an exercise price of $6.25 per share and expire five years after issuance.
Documents
Issuer
ADIAL PHARMACEUTICALS, INC.
CIK 0001513525
Entity typeother
Related Parties
1- filerCIK 0001718158
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 5:22 PM ET
- Size
- 7.8 KB