Johnson Bankole A. 4
4 · ADIAL PHARMACEUTICALS, INC. · Filed Oct 6, 2021
Insider Transaction Report
Form 4
Johnson Bankole A.
Director10% Owner
Transactions
- Other
Warrant
2021-10-04−150,000→ 39,714 total→ Common Stock (150,000 underlying) - Sale
Common Stock
2021-10-04−200,000→ 148,246 total(indirect: By Trust)
Footnotes (3)
- [F1]En Fideicomiso De Mi Vida 11/23/2010 (the "Trust") sold 200,000 shares of the issuer's common stock pursuant to a Stock Purchase Agreement dated as of October 1, 2021 (the "SPA"), for an aggregate purchase price of $200,000.
- [F2]Dr. Johnson is the trustee of the Trust.
- [F3]On October 4, 2021, Dr. Johnson sold warrants to purchase 150,000 shares of the issuer's common stock pursuant to the SPA, for an aggregate purchase price of $1,500. The warrants provide for an exercise price of $6.25 per share and expire five years after issuance.