Home/Filings/4/0001213900-21-054475
4//SEC Filing

Schultze Special Purpose Acquisition Sponsor II, LLC 4

Accession 0001213900-21-054475

CIK 0001843100other

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 5:14 PM ET

Size

8.7 KB

Accession

0001213900-21-054475

Insider Transaction Report

Form 4
Period: 2021-10-22
Transactions
  • Other

    Class B common stock

    2021-10-22175,5002,798,500 total
    Class A common stock (175,500 underlying)
Holdings
  • Class B common stock

    (indirect: See footnote)
    Class A common stock (937,500 underlying)
    937,500
Footnotes (4)
  • [F1]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-254018) (the "Registration Statement") and have no expiration date.
  • [F2]175,500 shares of Class B common stock were forfeited by Schultze Special Purpose Acquisition Sponsor II, LLC (the "Sponsor") to the Issuer at no cost in connection with the underwriters' forfeiture of the remaining portion of their over-allotment option, as described in the Registration Statement.
  • [F3]The shares are held directly by the Sponsor and indirectly by George J. Schultze, who controls both Schultze Asset Management, LP ("SAM"), the manager of the Sponsor, and Schultze Master Fund, Ltd ("Master Fund"), the majority owner of the Sponsor. Mr. Schultze disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  • [F4]The shares are held directly by SAMA Sponsor II Subsidiary, LLC (the "Sponsor Subsidiary") and indirectly by each of the Sponsor, as the managing member of the Sponsor Subsidiary, and Mr. Schultze by virtue of his control of both SAM and Master Fund. The shares were previously held directly by the Sponsor until transferred to the Sponsor Subsidiary in connection with the consummation of the Issuer's initial public offering. Each of the Sponsor and Mr. Schultze disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Documents

1 file

Issuer

Schultze Special Purpose Acquisition Corp. II

CIK 0001843100

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001845972

Filing Metadata

Form type
4
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 5:14 PM ET
Size
8.7 KB