4//SEC Filing
SPARTACUS SPONSOR LLC 4
Accession 0001213900-21-055231
CIK 0001822553other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 9:55 PM ET
Size
12.7 KB
Accession
0001213900-21-055231
Insider Transaction Report
Form 4
SPARTACUS SPONSOR LLC
10% Owner
Transactions
- Other
Class B Common Stock
2021-10-26−754,502→ 4,245,498 total→ Class A Comon Stock (754,502 underlying) - Other
Class B Common Stock
2021-10-27−100,000→ 4,145,498 total→ Class A Comon Stock (100,000 underlying) - Other
Warrants
2021-10-26−8,104,244→ 0 totalExercise: $11.50→ Class A Comon Stock (8,104,244 underlying)
Footnotes (6)
- [F1]Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
- [F2]The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
- [F3]The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.
- [F4]As described in the issuer's registration statement on Form S-1 (File No. 333-249100) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically be converted into shares of Class A common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
- [F5]Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
- [F6]MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. may be deemed to share beneficial ownership of the shares held directly by the Sponsor. As such, each of MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. have voting and investment discretion with respect to the shares held of record by the Sponsor and may be deemed to share beneficial ownership of the shares held by the Sponsor. MILFAM CI LLC SPARTACUS and CCUR Holdings, Inc. MILFAM CI LLC SPARTACUS is controlled by MILFAM CI Management LLC, which is owned and controlled by Neil Subin. CCUR Holdings, Inc. is controlled by its board of directors. Mr. Subin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
Spartacus Acquisition Corp
CIK 0001822553
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001822570
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 9:55 PM ET
- Size
- 12.7 KB