Ahn Phillip J. 4
4 · B. Riley Financial, Inc. · Filed Oct 29, 2021
Insider Transaction Report
Form 4
Ahn Phillip
CFO and COO
Transactions
- Award
Performance Restricted Stock Units
2021-10-27+85,000→ 85,000 total→ Common Stock (85,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date.