4//SEC Filing
Forman Alan N 4
Accession 0001213900-21-055496
CIK 0001464790other
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 5:00 PM ET
Size
5.9 KB
Accession
0001213900-21-055496
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Award
Performance Restricted Stock Units
2021-10-27+17,089→ 17,089 total→ Common Stock (17,089 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001490907
Filing Metadata
- Form type
- 4
- Filed
- Oct 28, 8:00 PM ET
- Accepted
- Oct 29, 5:00 PM ET
- Size
- 5.9 KB