4//SEC Filing
VIEUX ALEX SERGE 4
Accession 0001213900-21-055815
CIK 0001870925other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:30 PM ET
Size
15.5 KB
Accession
0001213900-21-055815
Insider Transaction Report
Form 4
Founder Holdings LLC
10% Owner
Transactions
- Other
Sponsor Loan
2021-10-21$6220000.00/sh(indirect: See footnote)Exercise: $10.00→ Class A ordinary shares (622,000 underlying) - Other
Class A ordinary shares
2021-10-21$10.00/sh+600,000$6,000,000→ 600,000 total(indirect: See footnote)
VIEUX ALEX SERGE
10% Owner
Transactions
- Other
Sponsor Loan
2021-10-21$6220000.00/sh(indirect: See footnote)Exercise: $10.00→ Class A ordinary shares (622,000 underlying) - Other
Class A ordinary shares
2021-10-21$10.00/sh+600,000$6,000,000→ 600,000 total(indirect: See footnote)
Explorer Parent LLC
10% Owner
Transactions
- Other
Class A ordinary shares
2021-10-21$10.00/sh+600,000$6,000,000→ 600,000 total(indirect: See footnote) - Other
Sponsor Loan
2021-10-21$6220000.00/sh(indirect: See footnote)Exercise: $10.00→ Class A ordinary shares (622,000 underlying)
ENT4.0 Technology Sponsor LLC
10% Owner
Transactions
- Other
Class A ordinary shares
2021-10-21$10.00/sh+600,000$6,000,000→ 600,000 total(indirect: See footnote) - Other
Sponsor Loan
2021-10-21$6220000.00/sh(indirect: See footnote)Exercise: $10.00→ Class A ordinary shares (622,000 underlying)
Fletcher Steven C.
10% Owner
Transactions
- Other
Class A ordinary shares
2021-10-21$10.00/sh+600,000$6,000,000→ 600,000 total(indirect: See footnote) - Other
Sponsor Loan
2021-10-21$6220000.00/sh(indirect: See footnote)Exercise: $10.00→ Class A ordinary shares (622,000 underlying)
Footnotes (3)
- [F1]Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.
- [F2]Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
- [F3]The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.
Documents
Issuer
Enterprise 4.0 Technology Acquisition Corp
CIK 0001870925
Entity typeother
Related Parties
1- filerCIK 0001188069
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 4:30 PM ET
- Size
- 15.5 KB