HeartBeam, Inc.·4

Nov 16, 6:16 AM ET

Hunt Jon Patrick 4

4 · HeartBeam, Inc. · Filed Nov 16, 2021

Insider Transaction Report

Form 4
Period: 2021-11-11
Hunt Jon Patrick
Chief Business Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-11-11$4.20/sh+23,976$100,69923,976 total(indirect: See footnote)
  • Award

    Common Stock Option (right to buy)

    2021-11-12+87,00087,000 total
    Exercise: $4.25Exp: 2031-09-15Common Stock (87,000 underlying)
Footnotes (3)
  • [F1]Represents shares purchased from conversion of convertible note, principal and interest of $100,699.
  • [F2]The underlying common stock is held by Jon P and Christine M Hunt.
  • [F3]The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date September 15, 2021 and one forty-eighth (1/48th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on August 15, 2025.

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT