Mazarakis John 4

4 · Chicago Atlantic Real Estate Finance, Inc. · Filed Dec 10, 2021

Insider Transaction Report

Form 4
Period: 2021-12-07
Mazarakis John
DirectorExecutive COB
Transactions
  • Purchase

    Common Stock

    2021-12-08$16.00/sh+5,000$80,0005,000 total(indirect: By Spouse)
  • Purchase

    Common Stock

    2021-12-07$16.00/sh+156,250$2,500,000156,250 total
Holdings
  • Common Stock

    (indirect: By LLC)
    23,912
  • Common Stock

    (indirect: By LLC)
    19,616
Footnotes (4)
  • [F1]On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
  • [F2]Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
  • [F3]Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
  • [F4]All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.

Documents

1 file
  • 4
    ownership.xmlPrimary