4//SEC Filing
Rothfeldt Marc 4
Accession 0001213900-21-066895
CIK 0001832505other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 11:23 AM ET
Size
9.0 KB
Accession
0001213900-21-066895
Insider Transaction Report
Form 4
Rothfeldt Marc
Senior Advisor10% Owner
Transactions
- Purchase
Class A ordinary shares, par value $0.0001 per share
2021-12-21$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: By LLC) - Purchase
Redeeemable Warrants
2021-01-21$1.00/sh+3,800,000$3,800,000→ 3,800,000 total(indirect: See Footnote)Exercise: $11.50→ Class A ordinary Shares (3,800,000 underlying)
Footnotes (3)
- [F1]Vivara Holdings LLC ("Vivara") is the record holder of 200,000 (the "Securities") class A ordinary shares, par value $0.0001 per share (the "Class A Shares") of European Sustainable Growth Acquisition Corp., a Cayman Islands exempted company ("EUSG"). The reporting person is the manager of Vivara. As such, the reporting person has voting and investment discretion with respect to the Securities held of record by Vivara and may be deemed to have shared beneficial ownership of the Securities held directly by Vivara. The reporting person disclaims any beneficial ownership of the Securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F2]As disclosed in EUSG's Form S-1 (No. 333-251888), these warrants become exercisable 30 days after the completion of EUSG's initial business combination and expire five years after the completion of EUSG's initial business combination. EUSG anticipates that it will close its initial business combination with ads-tec Energy GmbH, based in Nurtingen and entered in the commercial register of the Stuttgart Local Court under HRB 762810, on December 22, 2021, as disclosed in the Form F-4 (No. 333-260312), as amended, filed by ads-tec Energy PLC, a public limited company incorporated in Ireland.
- [F3]LRT Capital1 LLC, a Delaware limited liability company (the "Sponsor"), is the record holder of these securities. The reporting person is a manager of the managing member of the Sponsor. As such, he has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
European Sustainable Growth Acquisition Corp.
CIK 0001832505
Entity typeother
Related Parties
1- filerCIK 0001842111
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 11:23 AM ET
- Size
- 9.0 KB